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Conduct and Review Environmental, Social and Human Rights Impact Assessments

Environmental, social, and human rights assessments help governments manage risks, protect communities, and strengthen project outcomes.

About

Environmental Impact Assessments, Social Impact Assessments, and Human Rights Impact Assessments need to be conducted to assess the potentially adverse social, environmental, and human rights impacts of a particular investment and be better placed to manage and mitigate the risks. With an understanding of the impacts, site-specific environmental, human rights, and social parameters can then be included in the tender documents and incorporated into the investment contract entered into between the government entity and the investor.

Where a local community stands to be affected by an investment, it is important that a government engages early on with such a community. The internationally-recognized principle of free, prior, and informed consent, or FPIC, provides that indigenous peoples have a right to consultation on matters, like investments, that affect their rights and interests. There is also increasing international consensus that non-indigenous communities have a right to be consulted with and to participate in public decisions that affect their lives. Consulting with communities and obtaining FPIC also reduces the risk of social conflict, which minimizes transactional costs and ensures greater certainty for the project.

Key Tools At
This Stage

Human Rights Impact Assessment Guide

The Human Rights Impact Assessment Guide is a step-by-step, participatory toolkit that allows assessment teams to take stock of the positive and negative human rights impacts of an investment project. It was developed by the International Centre for Human Rights and Democratic Development as a resource for communities and civil society, with guidance, research questions, and follow-up methods for assessing, reporting, and addressing impacts.

Guidebook for Evaluating Mining Project EIAs

The Guidebook for Evaluating Mining Project EIAs was produced by the Environmental Law Alliance Worldwide (ELAW) to help grassroots advocates and communities understand mining EIAs, identify flaws in mining project plans, convince decision-makers to reject ill-conceived mining projects, and explore ways that proposed mining projects could be made socially and environmentally acceptable. It explains how to read mining EIA documents, spot weaknesses in project plans, and participate effectively in the review process.

Available in English, Spanish, French, and Russian.

Investment Contracts for Farmland and Water

The IISD’s Investment Contracts for Farmland and Water is a tool for parliamentarians, government officials, landholders and local communities who are involved in negotiating investment contracts with foreign investors for agricultural land and water. It gives a step-by-step framework for preparation, including assessing food security, land and water rights, community engagement, and project impacts before signing a deal.

Pedro and Iwara, "Beyond Resource Extractivism and Comparative Advantages: The Case for Energy Transitions in Africa," (2024).

This collaboration between the UN Economic Commission for Africa and the Institute for Peace and Conflict Resolution Analyzes Africa’s overreliance on extractive industries and outdated “comparative advantage” models. The paper recommends energy transitions as a foundation for industrialization, economic diversification, and regional integration.

AFD and World Bank, "Africa’s Resource Future: Harnessing Natural Resources for Economic Transformation during the Low-Carbon Transition," (2023).

This report provides a comprehensive outlook on how Africa can leverage natural resource endowments during global decarbonization. The French Development Agency and World Bank offer strategies for governance, industrial policy, and technological adoption to avoid renewed resource dependency.

CCSI, "Roadmap to Zero-Carbon Electrification of Africa," (September 2021).

CCSI outlines pathways to achieve universal electricity access in Africa while still meeting climate objectives. The roadmap assesses investment needs and policy frameworks for distributed solar, regional power pools, and large-scale renewables.

CCSI, "Circularity in Mineral and Renewable Energy Value Chains," (2023).

A key text for understanding the relationship between the circular economy and extractive industries, this paper provides utility for government officials by highlighting relevant opportunities for local value retention, reduced environmental risks, and improved resource efficiency.

CCSI & Capterio, "North Africa Can Reduce Europe's Dependence on Russian Gas by Transporting Wasted Gas Through Existing Infrastructure," (March 2022).

In an illustrative case study, CCSI and energy tech company Capterio assess how capturing flared or wasted associated gas in North Africa can support climate goals and reduce Europe’s reliance on Russian gas. The paper recommends repurposing existing gas infrastructure for short-term gains.

CCSI, "How Much Have the Oil Supermajors Contributed to Climate Change? The Carbon Footprint of the Oil Refining and Petroleum Products Sales Sectors," (March 2022).

CCSI quantifies emissions from refining and petroleum product sales, attributing significant shares of global carbon footprints to oil supermajors. The report demonstrates that downstream activities, not just production, are major drivers of emissions. The findings reinforce broader calls for industry accountability, and help justify strong environmental clauses and regulatory safeguards within contracts with major oil companies.

International Finance Corporation (IFC), "Net Zero Roadmap to 2050 for Copper and Nickel Value Chains," (2023).

This roadmap from the IFC identifies emissions hotspots in mining, refining, and transport operations, as well as technology options and financing strategies, on the road towards decarbonizing copper and nickel value chains. For negotiators, it can serve as a resource to implement contractual commitments from mining firms to adopt low-carbon practices.

CCSI & Sabin Center for Climate Change Law, "Decommissioning Offshore Oil and Gas Infrastructure in the Face of Climate Change and the Energy Transition," (August 2023).

This analysis addresses the escalating challenge of decommissioning offshore oil and gas projects as energy systems decarbonize. It examines financial, regulatory, and environmental dimensions of safely retiring infrastructure, with particular focus on liability risks for host states. The study calls for proactive governance to avoid stranded public liabilities.

CCSI, "Taking Equity into Account in International and Domestic Legal Frameworks on Compensation for Climate Change and the Energy Transition," (May 2022).

This paper examines how equity and fairness should inform the design of compensation mechanisms for climate change and the energy transition. It emphasizes differentiated responsibilities and distributive impacts across states and companies. Concrete pathways are suggested to embed equity principles in agreements.

"Mapping Artisanal and Small-Scale Mining to the Sustainable Development Goals," Pact, (September 2020).

This report assesses how artisanal and small-scale mining (ASM) contributes to or undermines various Sustainable Development Goals. It outlines both the developmental benefits and the social and environmental risks of ASM. Recommendations include pathways to formalization and support for ASM communities. For negotiators, it highlights entry points for including ASM integration or regulation measures in regional resource agreements.

CCSI, all three issues of PLUS Politics

This series addresses political economy realities behind extractive governance, covering issues such as free, prior, and informed consent, transparency, and environmental impact assessments. The authors argue that ignoring political context leaves reforms ineffective. Practical strategies for embedding political considerations into governance are suggested. For negotiators, these insights can help anticipate domestic political constraints that could affect the enforceability of contract terms.

Issue 1: “Free, prior, and informed consent: Getting political to improve impact,” (2020).

Issue 2: “Transparency and extractive industries: Getting serious about politics to get serious about impact,” (2020).

Issue 3: “Tackling the EIA Impact Gap: Addressing Political Economy Realities to Bring Actual Practice Closer to Best Practice,” (2022).

Martin Dietrich Brauch, Perrine Toledano, and Lisa Sachs. "Before—and Beyond—the UN Guiding Principles on Critical Energy Transition Minerals"

This CCSI blog reviews the 2024 draft UN principles on critical minerals and finds that they fall short of addressing equity, environmental, and human rights concerns. The authors propose stronger normative frameworks tailored to the transition economy. They emphasize the importance of justice and fairness within global supply chains.

IGF, “The Future of Resource Taxation: 10 Policy Ideas to Mobilize Mining Revenues,” 2023.

The report presents ten innovative policy ideas to modernize mining taxation systems. It emphasizes approaches that improve fairness, capture windfalls, and better align with sustainable development. The ideas are informed by emerging global norms and transition needs. For negotiators, it supplies a toolkit of fiscal design options to insist on fairer revenue-sharing arrangements.

CCSI, “Market Assessment on Critical Minerals Innovation in Developing Countries,” 2024.

This in-depth assessment highlights opportunities for developing countries to move beyond resource extraction by engaging in innovation across mid- and downstream critical mineral supply chains. It addresses barriers such as financing and technology access, while proposing strategies to capture higher value. The report links mineral governance to economic diversification and developmental gains. In a negotiation context, it strengthens the case for securing commitments on technology transfer, local innovation, and R&D in mineral investment contracts.