Back
Featured
Upcoming
See results
Search Suggestions

Monitoring of the Investment

Clear oversight responsibilities and coordinated monitoring help governments ensure compliance with investment obligations.

About

For the government to effectively monitor compliance, it should:

  1. Map out the government and investor obligations in the contract and relevant legislation; and
  2. Identify contacts in the relevant ministries and government agencies that will be responsible for ensuring the government complies with its contractual obligations and the investor carries out its operations in accordance with its contractual obligations and the standards it has agreed to meet. This should also include ensuring that the efforts of each government department involved in monitoring the investment are coordinated and inter-linked to maximize the government’s ability to oversee the investment.

In relation to the extractive industries sector, the World Bank Group’s contract monitoring roadmap details the steps and actions that need to be carried out to effectively monitor the implementation and operation of extractive industry investments.

Key Tools At
This Stage

Guidebook for Evaluating Mining Project EIAs

The Guidebook for Evaluating Mining Project EIAs was produced by the Environmental Law Alliance Worldwide (ELAW) to help grassroots advocates and communities understand mining EIAs, identify flaws in mining project plans, convince decision-makers to reject ill-conceived mining projects, and explore ways that proposed mining projects could be made socially and environmentally acceptable. It explains how to read mining EIA documents, spot weaknesses in project plans, and participate effectively in the review process.

Available in English, Spanish, French, and Russian.

NRGI Guide to the EITI Standard

NRGI has developed an easy-to-use interactive guide on the EITI standards and how the EITI can generate meaningful information that improves natural resource governance. For each policy issue covered by the EITI, the guide provides an overview of the issue and why it matters, explains the reach of the EITI requirements, and provides recommendations,
examples and references for further reading.

NRGI Enforcing the Rules

Enforcing the Rules is a Natural Resource Governance Institute (NRGI) report on monitoring and enforcing mining company obligations under contracts and laws. It identifies common gaps in government oversight and offers practical steps for governments and citizens to improve compliance on payments, production, environment, and community commitments. The guide uses country examples  to show how better monitoring prevents revenue losses and supports sustainable development.

Available in French and English.

CCSI, "Allocation of Climate-Related Risks in Investor–State Mining Contracts," (2022).

This report studies how climate-related risks, including carbon pricing, stranded assets, and regulatory shifts, are distributed between states and investors in mining contracts. It finds that contract terms often shift risks disproportionately to governments. Key recommendations highlight more balanced allocations.

"Mining and the SDGs: a 2020 Status Update," Responsible Mining Foundation (September 2020).

This status update evaluates how mining companies report and perform against the Sustainable Development Goals. The findings show uneven progress and gaps between commitments and delivery on the ground. Recommendations highlight actionable entry points for improvement. Benchmarks against which to measure and negotiate company sustainability commitments can be helpful for negotiators.

Chapter 4: IGF, “The Future of Resource Taxation: 10 Policy Ideas to Mobilize Mining Revenues,” 2023.

The report presents ten innovative policy ideas to modernize mining taxation systems. It emphasizes approaches that improve fairness, capture windfalls, and better align with sustainable development. The ideas are informed by emerging global norms and transition needs. For negotiators, it supplies a toolkit of fiscal design options to insist on fairer revenue-sharing arrangements.